Lance Nekota is a registered investment advisor at LPL Financial LLC, based in Tukwila, WA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12770 Gateway Drive, Tukwila, WA, 98168
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2007Other Business Activities
Lance operates under the DBA BECU Investment Services since 2011.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Wamu Investments, INC.Broker
Wamu Investments, INC.
Key Investment Services LLCBroker
Key Investment Services LLC
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.