Brian Locke is a registered investment advisor at LPL Financial LLC, based in Tukwila, WA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12770 Gateway Drive, Tukwila, WA, 98168
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Regulatory History (1)
Customer Dispute
July 2004Other Business Activities
Brian operates under the DBA BECU Investment Services. He also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Financial Advocates Advisory Services, LLC
Wedbush Morgan Securities INC.Broker
UBS Painewebber INC.
UBS Painewebber INC.Broker
Olde Discount CorporationBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.