Herbert Rhodes is a registered investment advisor at Morgan Stanley, based in The Woodlands, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
24 Waterway Avenue, Suite 600, The Woodlands, TX, 77380
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
August 2013 - Present · 12 yrs 9 mos
Morgan Stanley
August 2013 - Present · 12 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - August 2013 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - August 2013 · 3 yrs 10 mos
Banc of America Investment Services, INC.
October 2000 - October 2009 · 9 yrs
Banc of America Investment Services, INC.Broker
October 2000 - October 2009 · 9 yrs
Painewebber IncorporatedBroker
January 1999 - September 2000 · 1 yr 8 mos
State Registrations19 states
AZCAFLIAIDILKSLAMINCNENMNYOHOKPASCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.