Ting O'connor is a registered investment advisor at UBS Financial Services INC., based in San Jose, CA, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
355 Santana Row, Suite 2050, San Jose, CA, 95128
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ting is a sole proprietor and owner of an investment property since 2014, dedicating minimal time annually. Ting also owns Easeland Holdings LLC, a non-operating LLC for holding real estate properties for asset protection, established in 2019, and Easeland LLC since 2023.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pyramid Financial CORP.Broker
Salomon Smith Barney INC.Broker
Pruco Securities CorporationBroker
State Registrations13 states
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