JM
CFP
JM
CFP

John Stephen Mccormick

11 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingSocially Responsible InvestingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,125 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.20%
$100K - $250K1.10%
$250K - $500K1.00%
$500K - $1.0M0.85%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.70%
$5.0M - $7.5M0.65%
$7.5M - $10.0M0.60%
$10.0M - $20.0M0.55%
$20.0M - $30.0M0.50%
$30.0M - $40.0M0.45%
$40.0M - $50.0M0.40%
$50M+0.30%

Fees may be negotiable at the sole discretion of the Advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

880 Apollo St., Suite 129, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Regatta Capital Group, LLC
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Ep Wealth Advisors
June 2022 - November 2022 · 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
January 2016 - February 2018 · 2 yrs 1 mo
National Planning CorporationBroker
September 2014 - February 2018 · 3 yrs 5 mos
Mccormick Capital Management
May 1999 - November 2003 · 4 yrs 6 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.