NO
CFP
NO
CFP

Nicholas Kelly Ozer

12 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingSocially Responsible InvestingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,125 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K1.20%
$100K - $250K1.10%
$250K - $500K1.00%
$500K - $1.0M0.85%
$1.0M - $2.5M0.75%
$2.5M - $5.0M0.70%
$5.0M - $7.5M0.65%
$7.5M - $10.0M0.60%
$10.0M - $20.0M0.55%
$20.0M - $30.0M0.50%
$30.0M - $40.0M0.45%
$40.0M - $50.0M0.40%
$50M+0.30%

Fees may be negotiable at the sole discretion of the Advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

880 Apollo St., Suite 129, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Regatta Capital Group, LLC
May 2015 - Present · 10 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLC
October 2013 - May 2015 · 1 yr 7 mos
Ameriprise Financial Services, INC.
December 2012 - October 2013 · 10 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.