Nicholas Ozer is a CFP-designated registered investment advisor at Regatta Capital Group, LLC, based in El Segundo, CA, with 13 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 1,165 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.20% |
| $100K - $250K | 1.10% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.5M | 0.75% |
| $2.5M - $5.0M | 0.70% |
| $5.0M - $7.5M | 0.65% |
| $7.5M - $10.0M | 0.60% |
| $10.0M - $20.0M | 0.55% |
| $20.0M - $30.0M | 0.50% |
| $30.0M - $40.0M | 0.45% |
| $40.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
Fees may be negotiable at the sole discretion of Regatta Capital Group. Institutional clients may be charged up to 0.10% on managed cash or cash equivalent positions.
Fee Estimator
Location
880 Apollo St., Suite 129, El Segundo, CA, 90245
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Regatta Capital Group, LLC
Previous Registrations
Wells Fargo Advisors, LLC
Ameriprise Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Britt Joyce, CFARegatta Capital Group, LLC
- Chloe Barnett, CFPRegatta Capital Group, LLC
- Russell Mohberg, CFPRegatta Capital Group, LLC
- John Mccormick, CFPRegatta Capital Group, LLC
- David Dewolf, CFPQuantum Financial Advisors, LLC
- Or Pikary, CFP, PFSMariner