DC
DC

Donald Connors

25 Years of Experience
King of Prussia, PA
4 DisclosuresBrokerSells Insurance

Donald Connors is a registered investment advisor at Park Avenue Securities LLC, based in King of Prussia, PA, with 25 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

150 South Warner Road, Suite 120, King of Prussia, PA, 19406

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
January 2021
Judgment / Lien
October 2020
Judgment / Lien
October 2019
Customer Dispute
January 2015
Settled
Other Business ActivitiesSells Insurance

Donald receives health and life insurance commissions, dedicating minimal time to this activity. He also owns rental properties and LifePoint Financial LLC, set up to receive residual commissions on life and disability insurance, both requiring minimal time.

Employment History
Current Registrations
Park Avenue Securities LLC
March 2016 - Present · 10 yrs 4 mos
Park Avenue Securities LLC
February 2003 - Present · 23 yrs 5 mos
Park Avenue Securities LLCBroker
February 2003 - Present · 23 yrs 5 mos
Previous Registrations
Mutual Service CorporationBroker
January 2001 - February 2003 · 2 yrs 1 mo
State Registrations21 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Donald Connors - Financial Advisor | TrueAdvisor