James Cox
James Cox is a registered investment advisor at Park Avenue Securities LLC, based in King of Prussia, PA, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.
Location
150 South Warner Road, Suite 120, King of Prussia, PA, 19406
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Regulatory History (1)
Customer Dispute
January 2014Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including a brokerage-insurance brokerage, a personal art sale website, writing articles for Medium, and volunteering as treasurer for the Arts Community of Easton and with Animal Defenders of Greater Lehigh Valley. He dedicates minimal time to each of these activities.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Previous Registrations
AXA Advisors, LLCBroker
AXA Advisors, LLC
Financial West Group
Financial West GroupBroker
Raymond James Financial Services, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.