CD
CD

Christopher Davis

12 Years of Experience
Chicago, IL
Broker

Christopher Davis is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 12 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

Loading...

Location

333 West Wacker Drive, Chicago, IL, 60606

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Nuveen Asset Management, LLC
October 2024 - Present · 1 yr 7 mos
Nuveen Securities, LLC
September 2024 - Present · 1 yr 8 mos
Nuveen Securities, LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Barings Securities LLCBroker
September 2022 - May 2024 · 1 yr 8 mos
Foreside Financial Services, LLCBroker
March 2021 - August 2022 · 1 yr 5 mos
Advisory Research INC
November 2020 - November 2022 · 2 yrs
Allianz Global Investors U.S. LLC
July 2014 - August 2020 · 6 yrs 1 mo
Allianz Global Investors Distributors LLCBroker
June 2014 - July 2020 · 6 yrs 1 mo
Fisher Investments
June 2005 - November 2005 · 5 mos
UBS Financial Services INC.
September 2002 - February 2004 · 1 yr 5 mos
UBS Financial Services INC.Broker
September 2002 - February 2004 · 1 yr 5 mos
State Registrations2 states
CAIL
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.