Ke Dao
Ke Dao is a registered investment advisor at Arkadios Wealth Advisors, based in Raritan, NJ, with 23 years of industry experience. Ke operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 12,091 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K+ | 1.50% |
Existing clients may have different fee schedules based on agreements prior to March 2021. Clients at NFS will be charged a minimum fee of $10.42 monthly. Fees may be negotiable.
Fee Estimator
Location
575 Route 28 Suite 201, Raritan, NJ, 08869
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ke is the president of Rivertan Financial Group, LLC, providing investment advisory and insurance planning services, dedicating about a quarter of his time. He is also a producer/president at Rivertan Risk Management, LLC, focusing on insurance planning and group benefits, spending about 10-20% of his time.
Employment History
Current Registrations
Arkadios Wealth Advisors
Arkadios CapitalBroker
Previous Registrations
Triad Advisors LLCBroker
Triad Advisors, LLC
NFP Securities, INC.
NFP Securities, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.