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Anton Hessner

LPL Financial LLC
23 Years of Experience
Brookfield, WI
1 DisclosureBroker
View SEC Summary
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Anton Hessner is a registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 23 years of industry experience. Anton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

395 N Executive Dr, Brookfield, WI, 53005

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
October 1988
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Anton operates under a DBA for his LPL business since 2021. He also owns and rents out three apartment units since 1998, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
BMO Harris Financial Advisors, INC
June 2014 - March 2021 · 6 yrs 9 mos
BMO Harris Financial Advisors, INC.Broker
August 2012 - March 2021 · 8 yrs 7 mos
M&i Financial Advisors, INCBroker
April 2006 - August 2012 · 6 yrs 4 mos
Landaas & CompanyBroker
April 2005 - April 2006 · 1 yr
U.S. Bancorp Investments, INC.Broker
October 2003 - March 2005 · 1 yr 5 mos
Strong Investments, INC.Broker
March 1999 - April 1999 · 1 mo
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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