TrueAdvisor
TrueAdvisor
AH
CFP
AH
CFP

Andrew Houte

LPL Financial LLC
23 Years of Experience
Brookfield, WI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Houte is a CFP-designated registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 23 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

325 N. Corporate Dr. #100, Brookfield, WI, 53045

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Andrew spends about 20% of his time as an agent for Next Level Planning and Wealth Management, selling health, life, disability, LTC, and fixed annuities. He also works as an insurance producer under Financial Management, Inc. and dedicates minimal time to tax preparation.

Employment History
Current Registrations
LPL Financial LLC
June 2023 - Present · 3 yrs 4 mos
Great Valley Advisor Group, LLC
May 2016 - Present · 10 yrs 5 mos
LPL Financial LLCBroker
May 2015 - Present · 11 yrs 5 mos
Previous Registrations
LPL Financial LLC
May 2015 - December 2016 · 1 yr 7 mos
Metlife Securities INC.
January 2005 - May 2015 · 10 yrs 4 mos
Metlife Securities INC.Broker
January 2005 - May 2015 · 10 yrs 4 mos
Metropolitan Life Insurance CompanyBroker
January 2005 - July 2007 · 2 yrs 6 mos
AXA Advisors, LLC
March 2004 - March 2004 · 0 mos
AXA Advisors, LLCBroker
December 2002 - October 2004 · 1 yr 10 mos
State Registrations16 states
AZDCFLGAIAILINMDMNNCNVOHTNTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Brookfield, WI →All financial advisors in Wisconsin →