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Janice Ahn

27 Years of Experience
Los Angeles, CA
2 DisclosuresBrokerSells Insurance

Janice Ahn is a registered investment advisor at MML Investors Services, LLC, based in Los Angeles, CA, with 27 years of industry experience. Janice is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3435 Wilshire Blvd, Suite 2900, Los Angeles, CA, 90010

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2013
Denied
Customer Dispute
January 2013
Settled
Other Business ActivitiesSells Insurance

Janice is an agent for individual life insurance since 2010, dedicating minimal time. She also co-owns and manages multiple rental properties and is the CEO, Secretary, and Owner of DoOn Asset, Inc, a corporation created to have IAR business flow through, taking about a quarter of her time.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
March 2014 - March 2017 · 3 yrs
Msi Financial Services, INC.Broker
March 2014 - March 2017 · 3 yrs
AXA Advisors, LLC
August 2000 - March 2014 · 13 yrs 7 mos
AXA Advisors, LLCBroker
January 1999 - March 2014 · 15 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
January 1999 - January 2000 · 1 yr
State Registrations5 states
AZCANJNVWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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