Richard Trasport is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Lakeland, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
500 S Florida Ave, Ste. 500, Lakeland, FL, 33801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard acts as a fiduciary for the Richard F. and Deborah W. Trasport Revocable Trust since 2007 and is a Notary for the State of Florida since 2006. He also operates Trasport Financial Services as a DBA for his LPL business, dedicating nearly full-time hours to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
High Mark Securities, INC.
High Mark Securities, INC.Broker
Sigma Financial CorporationBroker
American General Securities IncorporatedBroker
Legacy Financial Services, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.