DA
DA

Douglas Adams

27 Years of Experience
Saginaw, MI
1 DisclosureBroker

Douglas Adams is a registered investment advisor at Ameriprise Financial Services, LLC, based in Saginaw, MI, with 27 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...

Location

4177 Fashion Square Blvd., Suite 4, Saginaw, MI, 48603

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2017
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2024 - Present · 2 yrs 1 mo
Ameriprise Financial Services, LLC
September 2024 - Present · 2 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Robert W. Baird & CO. Incorporated
October 2019 - September 2024 · 4 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - September 2024 · 4 yrs 11 mos
J.J.B. Hilliard, W.L. Lyons, LLC
September 2017 - October 2019 · 2 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, LLCBroker
August 2017 - October 2019 · 2 yrs 2 mos
J.J.B. Hilliard, W.L. Lyons, LLC
August 2017 - August 2017 · 0 mos
Raymond James & Associates, INC.
September 2010 - July 2017 · 6 yrs 10 mos
Raymond James & Associates, INC.Broker
March 2009 - July 2017 · 8 yrs 4 mos
Edward JonesBroker
January 1999 - March 2009 · 10 yrs 2 mos
State Registrations8 states
FLILMINCOHSDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors