James Wilson
James Wilson is a registered investment advisor at Cetera Investment Advisers LLC, based in Erlanger, KY, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3161 Dixie Highway, Ste A, Erlanger, KY, 41018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business activities, including rental property management, CPA services, and insurance sales. He also runs his financial services business through his own entity, offering investment advice and various insurance products.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Silver Oak Securities, INC.
Silver Oak Securities, IncorporatedBroker
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
1717 Capital Management CompanyBroker
1717 Capital Management CompanyBroker
Aal Capital Management CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.