Shannon Neal is a CFP-designated registered investment advisor at LPL Financial LLC, based in Augusta, GA, with 27 years of industry experience. Shannon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4468 Columbia Rd, Augusta, GA, 30907
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Regulatory History (1)
Customer Dispute
September 2020Other Business Activities
Shannon operates Hazelcreek Wealth Partners as a DBA for her LPL business, dedicating full-time hours to it. She also owns Hazel Creek Investment Properties LLC, a real estate rental business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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