Shannon Neal is a CFP-designated registered investment advisor at LPL Financial LLC, based in Augusta, GA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4468 Columbia Rd, Augusta, GA, 30907
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2020Other Business Activities
Shannon operates Hazelcreek Wealth Partners as a DBA for her LPL business, dedicating full-time hours to it. She also owns Hazel Creek Investment Properties LLC, a real estate rental business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Invest Financial Corporation
Invest Financial CorporationBroker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.