Jason Neal is a CFP-designated registered investment advisor at LPL Financial LLC, based in Augusta, GA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4468 Columbia Rd, Augusta, GA, 30907
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jason operates under two DBAs for his LPL business: Neal Wealth Management since 2010 and Hazel Creek Wealth Partners since 2017. He also engages in real estate rental through Neal Executive Suites, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.