TrueAdvisor
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JN
CFP
JN
CFP

Jason Neal

LPL Financial LLC
24 Years of Experience
Augusta, GA
Broker
View SEC Summary
View SEC Summary

Jason Neal is a CFP-designated registered investment advisor at LPL Financial LLC, based in Augusta, GA, with 24 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4468 Columbia Rd, Augusta, GA, 30907

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jason operates under two DBAs for his LPL business: Neal Wealth Management since 2010 and Hazel Creek Wealth Partners since 2017. He also engages in real estate rental through Neal Executive Suites, dedicating minimal time to it.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
December 2010 - February 2018 · 7 yrs 2 mos
Invest Financial CorporationBroker
December 2010 - February 2018 · 7 yrs 2 mos
Investment Professionals, INC.
June 2006 - December 2010 · 4 yrs 6 mos
Investment Professionals, INC.Broker
July 2005 - December 2010 · 5 yrs 5 mos
Morgan Keegan & Company, INC.
August 2003 - July 2005 · 1 yr 11 mos
Morgan Keegan & Company, INC.Broker
August 2003 - July 2005 · 1 yr 11 mos
A. G. Edwards & Sons, INC.Broker
September 2002 - September 2003 · 1 yr
State Registrations9 states
COFLGANCNENYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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