JT
CFP
JT
CFP
Joseph Tomkiewicz
26 Years of Experience
Nevada City, CA
3 DisclosuresMay Earn CommissionSells Insurance
Joseph Tomkiewicz is a CFP-designated registered investment advisor at Sierra Financial Advisory, based in Nevada City, CA, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 173 clients with $140M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
173 clients
Average Client Portfolio
$838K average
Assets Under Management
$144.9M
Fee Structure
Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $2.5M | 1.00% |
| $2.5M+ | 0.60% |
Fees may be negotiable on a case by case basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Nevada City, CA
Get directionsHistory
Regulatory History (3)
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Customer Dispute
February 2005Award / Judgment
Customer Dispute
May 2002Settled
Criminal
September 1983Final Disposition
Other Business ActivitiesSells Insurance
Joseph is an agent with fixed annuity companies, an activity directly related to his role as a financial advisor. This activity takes nearly full-time hours.
Employment History
Current Registrations
Sierra Financial Advisory
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Sierra Financial Advisory
May 2008 - December 2022 · 14 yrs 7 mos
American Investors CompanyBroker
April 2004 - December 2012 · 8 yrs 8 mos
UBS Financial Services INC.Broker
March 2003 - April 2004 · 1 yr 1 mo
UBS Financial Services INC.
March 2003 - April 2004 · 1 yr 1 mo
Prudential Securities Incorporated
April 1999 - March 2003 · 3 yrs 11 mos
Prudential Securities IncorporatedBroker
March 1999 - March 2003 · 4 yrs
State Registrations3 states
CAORTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.