CP
CP

Christine Prakash

7 Years of Experience
Beverly Hills, CA
Broker

Christine Prakash is a registered investment advisor at Hsbc Securities (USA) INC., based in Beverly Hills, CA, with 7 years of industry experience. Christine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
372 advisors
Number of Clients
12,180 clients
Average Client Portfolio
$265K average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.20%
$500K - $1.0M1.00%
$1.0M - $2.0M0.90%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.65%
$10M+0.55%

Fees are negotiable and discounts may be applied.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

445 North Bedford Drive, 2nd Floor, Beverly Hills, CA, 90210

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hsbc Securities (USA) INC.
April 2025 - Present · 1 yr 1 mo
Hsbc Securities (USA) INC.
April 2025 - Present · 1 yr 1 mo
Hsbc Securities (USA) INC.Broker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
First Citizens Investor Services, INC.Broker
December 2023 - April 2025 · 1 yr 4 mos
First Citizens Investor Services, INC.
December 2023 - April 2025 · 1 yr 4 mos
Wells Fargo Clearing Services, LLC
October 2020 - May 2022 · 1 yr 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2020 - May 2022 · 1 yr 9 mos
Fidelity Brokerage Services LLCBroker
June 2013 - September 2016 · 3 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.