Dennis Keyser is a registered investment advisor at LPL Financial LLC, based in Quakertown, PA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15 North 3rd St, Quakertown, PA, 18951
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dennis operates his LPL business under the DBA QNB Financial Services. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Thrive Capital Management, LLC
Infinex Investments, INC.Broker
Infinex Investments, INC.
LPL Financial LLC
LPL Financial LLCBroker
Infinex Investments, INC.
Infinex Investments, INC.Broker
M&t Securities, INC.
M&t Securities, INC.Broker
Key Investment Services LLC
Key Investment Services LLCBroker
Infinex Investments, INC.
Infinex Investments, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Vanguard Marketing CorporationBroker
Pruco Securities CorporationBroker
Prudential Investment Management Services LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.