Leo Goodin
Leo Goodin is a registered investment advisor at J. W. Cole Advisors, INC., based in Mansfield Center, CT, with 27 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
6A Ledge Brook Drive, Mansfield Center, CT, 06250
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Regulatory History (1)
Customer Dispute
January 2019Other Business ActivitiesSells Insurance
Leo owns rental property, works as an insurance agent, and is the president of Taxes Plus Wealth Management Inc., where he does tax preparation and planning. He also works as a notary public, and spends nearly full-time hours at Taxes Plus Wealth Management Inc.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
J. W. Cole Advisors, INC.
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
H.D. Vest Advisory Services, INC
H.D. Vest Investment ServicesBroker
PFS Investments INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.