AT
CFP
AT
CFP
Andrew Tang
24 Years of Experience
Campbell, CA
1 DisclosureBroker
Andrew Tang is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Campbell, CA, with 24 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
30 South First Street, Campbell, CA, 95008
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009Closed-No Action
Employment History
Current Registrations
Charles Schwab & CO., INC.
September 2022 - Present · 3 yrs 8 mos
Charles Schwab & CO., INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
TD Ameritrade, INC.Broker
March 2023 - July 2024 · 1 yr 4 mos
Fidelity Personal and Workplace Advisors
July 2018 - August 2022 · 4 yrs 1 mo
Strategic Advisers LLC
April 2012 - July 2018 · 6 yrs 3 mos
Fidelity Brokerage Services LLCBroker
April 2012 - August 2022 · 10 yrs 4 mos
USAA Financial Planning Services
August 2011 - March 2012 · 7 mos
USAA Financial Advisors, INC.Broker
August 2011 - March 2012 · 7 mos
Charles Schwab & CO., INC.
January 2002 - August 2011 · 9 yrs 7 mos
Charles Schwab & CO., INC.Broker
August 2001 - August 2011 · 10 yrs
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.