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Shawn Sabelhaus

26 Years of Experience
Jennings, LA
2 DisclosuresBroker

Shawn Sabelhaus is a registered investment advisor at Prospera Financial Services, INC., based in Jennings, LA, with 26 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.

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Location

403 E Academy Ave, Jennings, LA, 70546

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History

Regulatory History (2)
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Customer Dispute
August 2018
Denied
Employment Separation After Allegations
June 2018
Other Business Activities

Shawn owns and maintains two rental properties in Jennings, LA, since 2007 and 2015 respectively. These activities require minimal time commitment.

Employment History
Current Registrations
Prospera Financial Services, INC.
July 2018 - Present · 7 yrs 10 mos
Prospera Financial Services, INC.Broker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Prospera Financial Services, INC.
July 2018 - July 2018 · 0 mos
Edward Jones
January 2007 - July 2018 · 11 yrs 6 mos
Edward JonesBroker
March 1999 - July 2018 · 19 yrs 4 mos
State Registrations14 states
AKALARAZCACOFLGALANMOHOKTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.