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Shawn Sabelhaus

Prospera Financial Services, INC.
27 Years of Experience
Jennings, LA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Shawn Sabelhaus is a registered investment advisor at Prospera Financial Services, INC., based in Jennings, LA, with 27 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

403 E Academy Ave, Jennings, LA, 70546

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2018
Denied
Employment Separation After Allegations
June 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Shawn owns and maintains two rental properties in Jennings, LA, since 2007 and 2015 respectively. These activities require minimal time commitment.

Employment History
Current Registrations
Prospera Financial Services, INC.
July 2018 - Present · 8 yrs 3 mos
Prospera Financial Services, INC.Broker
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Prospera Financial Services, INC.
July 2018 - July 2018 · 0 mos
Edward Jones
January 2007 - July 2018 · 11 yrs 6 mos
Edward JonesBroker
March 1999 - July 2018 · 19 yrs 4 mos
State Registrations14 states
AKALARAZCACOFLGALANMOHOKTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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