Matthew Fannin
Matthew Fannin is a registered investment advisor at Global Assets Advisory, LLC, based in Orlando, FL, with 27 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,376 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GAA's investment advisory fees are based on a percentage of the value of your portfolio, up to 3.00% annually. The exact fee is negotiated between you and your advisor. The fee may be paid monthly or quarterly, in advance or after services are provided. In addition to GAA's fee, you may pay transaction fees and internal management fees on mutual funds and exchange-traded funds.
Location
111 North Orange Avenue, Suite 1000, Orlando, FL, 32801
Get directionsHistory
Regulatory History (8)
Judgment / Lien
November 2023Judgment / Lien
August 2023Judgment / Lien
March 2023Judgment / Lien
March 2023Judgment / Lien
August 2021Judgment / Lien
March 2020Judgment / Lien
January 2020Customer Dispute
February 2011Other Business Activities
Matthew spends about half his time as a registered investment advisor with Alpha Wealth Management & Planning, LLC since 2013. He also uses Alpha Wealth Management & Planning, LLC as a DBA for his LPL business.
Employment History
Current Registrations
International Assets Advisory, LLC
International Assets Investment Management, LLC
Global Assets Advisory, LLC
International Assets Advisory, LLCBroker
Previous Registrations
LPL Financial LLC
Advisor Resource Council
Alpha Wealth Management and Planning LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.