Matthew Fannin
Matthew Fannin is a registered investment advisor at International Assets Advisory, LLC, based in Santa Rosa, CA, with 27 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
120 Stony Point Road, Ste 215, Santa Rosa, CA, 95401
Get directionsHistory
Regulatory History (8)
Judgment / Lien
November 2023Judgment / Lien
August 2023Judgment / Lien
March 2023Judgment / Lien
March 2023Judgment / Lien
August 2021Judgment / Lien
March 2020Judgment / Lien
January 2020Customer Dispute
February 2011Other Business Activities
Matthew spends about half his time as a registered investment advisor with Alpha Wealth Management & Planning, LLC since 2013. He also uses Alpha Wealth Management & Planning, LLC as a DBA for his LPL business.
Employment History
Current Registrations
International Assets Advisory, LLC
International Assets Investment Management, LLC
Global Assets Advisory, LLC
International Assets Advisory, LLCBroker
Previous Registrations
LPL Financial LLC
Advisor Resource Council
Alpha Wealth Management and Planning LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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