SP
SP

Steven Pierce

24 Years of Experience
Greenville, DE
Broker

Steven Pierce is a registered investment advisor, based in Greenville, DE, with 24 years of industry experience.

Location

500 DuPont Blvd, Office 331, Greenville, DE, 19807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven works as a financial advisor for Fulton Bank and Fulton Financial Advisors, dedicating about half his time to each. He also owns Pierce MGMT LLC, a rental real estate property, but spends minimal time on it.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2023 - Present · 3 yrs 2 mos
Raymond James Financial Services Advisors, INC
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
LPL Financial LLCBroker
May 2022 - May 2023 · 1 yr
LPL Financial LLC
May 2022 - May 2023 · 1 yr
CUNA Brokerage Services, INC.
July 2013 - May 2022 · 8 yrs 10 mos
CUNA Brokerage Services, INC.Broker
July 2013 - May 2022 · 8 yrs 10 mos
PNC Investments
September 2009 - February 2013 · 3 yrs 5 mos
PNC InvestmentsBroker
September 2009 - February 2013 · 3 yrs 5 mos
PNC InvestmentsBroker
September 2005 - May 2008 · 2 yrs 8 mos
PNC Investments
September 2005 - May 2008 · 2 yrs 8 mos
Wachovia Securities, LLCBroker
May 2003 - July 2005 · 2 yrs 2 mos
Wachovia Securities, LLC
May 2003 - July 2005 · 2 yrs 2 mos
Fidelity Brokerage Services LLCBroker
November 2000 - February 2003 · 2 yrs 3 mos
Brown & Company Securities CorporationBroker
January 2000 - November 2000 · 10 mos
Suretrade INC.Broker
July 1999 - January 2000 · 6 mos
State Registrations12 states
CADEFLMAMDNCNJPASCTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Steven Pierce - Financial Advisor | TrueAdvisor