MC
MC

Michael Cromer

27 Years of Experience
Duluth, GA
1 DisclosureBroker

Michael Cromer is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Duluth, GA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2170 Satellite Blvd, Duluth, GA, 30097

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Closed-No Action
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Banc of America Investment Services, INC.
January 2003 - October 2009 · 6 yrs 9 mos
Banc of America Investment Services, INC.Broker
January 2003 - October 2009 · 6 yrs 9 mos
UBS Painewebber INC.
October 2002 - January 2003 · 3 mos
UBS Painewebber INC.Broker
January 2001 - January 2003 · 2 yrs
Legg Mason Wood Walker, IncorporatedBroker
March 1999 - January 2001 · 1 yr 10 mos
Signator Investors, INC.Broker
January 1999 - February 1999 · 1 mo
State Registrations24 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.