David Roberson
David Roberson is a registered investment advisor at LPL Financial LLC, based in Paducah, KY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Paducah, KY
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2020Customer Dispute
October 2010Customer Dispute
August 2009Other Business ActivitiesSells Insurance
David operates Millennial Wealth Planning as a DBA for his LPL business since 2019. He is also an agent for non-variable insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Pfic Securities CorporationBroker
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.