DB
CFP
DB
CFP

Daniel Brown

18 Years of Experience
Paducah, KY
Broker

Daniel Brown is a CFP-designated registered investment advisor at Morgan Stanley, based in Paducah, KY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

5158 Village Square Drive, Paducah, KY, 42001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is a trustee at Twelve Oaks Baptist Church since 2016. He also signs checks and distributes assets for the RWB Irrevocable Trust, benefiting family members, since 2021.

Employment History
Current Registrations
Morgan Stanley
September 2024 - Present · 1 yr 8 mos
Morgan StanleyBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
UBS Financial Services INC.
December 2007 - September 2024 · 16 yrs 9 mos
UBS Financial Services INC.Broker
November 2007 - September 2024 · 16 yrs 10 mos
State Registrations22 states
ALCACOFLGAHIILINKYLAMDMOMSNCNYOHPATNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.