Tara Smith
Tara Smith is a registered investment advisor at Schwab Wealth Advisory, INC., based in Phoenix, AZ, with 25 years of industry experience. Tara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
2423 E. Lincoln Drive, Phoenix, AZ, 85016-1215
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2017Other Business Activities
Tara is an adjunct faculty member at Paradise Valley Community College, a fitness instructor, a consultant for Young Living Essential Oils, an author, and a substitute fitness instructor. All of these activities take about 10-20% of her time each.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Fidelity Brokerage Services, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.