Darren Haupt
Darren Haupt is a registered investment advisor at Cetera Investment Advisers LLC, based in Temecula, CA, with 27 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Temecula, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Darren is the owner of Haupt Financial Group, a financial services DBA, and an independent insurance agent, dedicating full-time hours to each. He also serves as VP of Registered Representative Services and Operations for Haupt Insurance Services, Inc., spending about 10-20% of his time on inspections, training, and support.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
State Registrations17 states
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