TC
CFP
TC
CFP
Thomas Carney
26 Years of Experience
Carmel, IN
1 DisclosureBroker
Thomas Carney is a CFP-designated registered investment advisor at Empower Advisory Group, LLC, based in Carmel, IN, with 26 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B
Fee Structure
Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.60% |
Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
Carmel, IN
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007Denied
Employment History
Current Registrations
Empower Advisory Group, LLC
February 2026 - Present · 8 mos
Empower Financial Services, INC.Broker
February 2026 - Present · 8 mos
Empower Financial Services, INC.
February 2026 - Present · 8 mos
Previous Registrations
Fisher Investments
June 2025 - December 2025 · 6 mos
Strategic Advisers LLC
March 2025 - June 2025 · 3 mos
Fidelity Personal and Workplace Advisors
July 2018 - March 2025 · 6 yrs 8 mos
Strategic Advisers LLC
February 2013 - July 2018 · 5 yrs 5 mos
Fidelity Brokerage Services LLCBroker
January 2013 - June 2025 · 12 yrs 5 mos
Schwab Private Client Investment Advisory, INC.
January 2012 - November 2012 · 10 mos
Charles Schwab & CO., INC.
January 2010 - December 2011 · 1 yr 11 mos
Charles Schwab & CO., INC.Broker
January 2010 - November 2012 · 2 yrs 10 mos
Chase Investment Services CORP.
April 2007 - December 2009 · 2 yrs 8 mos
Chase Investment Services CORP.Broker
July 2005 - December 2009 · 4 yrs 5 mos
Banc One Securities CorporationBroker
November 2002 - July 2005 · 2 yrs 8 mos
Charles Schwab & CO., INC.Broker
January 2000 - October 2002 · 2 yrs 9 mos
American Express Financial Advisors INC.Broker
September 1999 - November 1999 · 2 mos
Ids Life Insurance CompanyBroker
September 1999 - November 1999 · 2 mos
Signator Investors, INC.Broker
January 1999 - July 1999 · 6 mos
State Registrations45 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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