David Carter
David Carter is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Surprise, AZ, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
13128 W Foxfire Dr, Ste 110, Surprise, AZ, 85378
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Regulatory History (1)
Financial
August 2017Other Business Activities
David works as a financial professional for Carter Capital and FFEC Wealth Partners, and owns DA Carter DBA Carter Wealth Management. Each of these financial services roles takes a full-time commitment.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Wealth Services, LLCBroker
First Financial Equity CorporationBroker
First Financial Equity Corporation
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.