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Brian Proctor

Commonwealth Financial Network
26 Years of Experience
New Philadelphia, OH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Proctor is a ChFC-designated registered investment advisor at Commonwealth Financial Network, based in New Philadelphia, OH, with 26 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2913 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

442 West High Ave, New Philadelphia, OH, 44663

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is a part owner and manager of MaPP Investment Service, LLC, and co-owner of MaPP Holding Company, LLC, a real estate entity. He also sells fixed insurance products, dedicating about 10-20% of his time to these activities.

Employment History
Current Registrations
Commonwealth Financial Network
July 2008 - Present · 18 yrs 3 mos
Commonwealth Financial NetworkBroker
December 2007 - Present · 18 yrs 10 mos
Previous Registrations
Investment Partners LTD
July 2008 - April 2017 · 8 yrs 9 mos
MML Investors Services, INC.Broker
June 2001 - December 2007 · 6 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
August 2000 - May 2001 · 9 mos
Northwestern Mutual Investment Services, LLCBroker
June 2000 - May 2001 · 11 mos
State Registrations11 states
AKARFLKYMNNCOHPASCTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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