Wayne Hoffman is a registered investment advisor, based in Chicago, IL, with 23 years of industry experience.
Location
101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lbmz Securities, INC.Broker
June 2018 - Present · 7 yrs 11 mos
Zacks Investment Management, INC.
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Archer Distributors, LLCBroker
April 2014 - August 2017 · 3 yrs 4 mos
Superfund USA, LLCBroker
May 2013 - March 2014 · 10 mos
Nexbank Securities INCBroker
August 2011 - August 2012 · 1 yr
Octavus LLCBroker
August 2010 - August 2011 · 1 yr
Fred Alger Management, INC
April 2005 - June 2009 · 4 yrs 2 mos
Fred Alger & Company, IncorporatedBroker
January 2005 - June 2009 · 4 yrs 5 mos
Phoenix Equity Planning CorporationBroker
April 2003 - December 2004 · 1 yr 8 mos
Phoenix Equity Planning CorporationBroker
March 2001 - January 2003 · 1 yr 10 mos
Metlife Securities INC.Broker
August 2000 - February 2001 · 6 mos
Metropolitan Life Insurance CompanyBroker
August 2000 - February 2001 · 6 mos
MML Investors Services, INC.Broker
February 1999 - August 2000 · 1 yr 6 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.