HB
HB

Harry Bradford

18 Years of Experience
Birmingham, AL
Broker

Harry Bradford is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Birmingham, AL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

569 Brookwood Vlg, Birmingham, AL, 35209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2017 - Present · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
LPL Financial LLC
September 2013 - November 2015 · 2 yrs 2 mos
LPL Financial LLCBroker
December 2011 - November 2015 · 3 yrs 11 mos
Franklin Bradford Asset Management
June 2007 - June 2010 · 3 yrs
UBS Painewebber INC.Broker
April 1999 - October 2001 · 2 yrs 6 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Harry Bradford - Financial Advisor | TrueAdvisor