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Shad Ortiz

Wells Fargo Advisors
27 Years of Experience
Pasadena, CA
1 DisclosureBroker
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Shad Ortiz is a registered investment advisor at Wells Fargo Advisors, based in Pasadena, CA, with 27 years of industry experience. Shad is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14674 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

225 S. Lake Ave, Ste 700, Pasadena, CA, 91101

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History

Regulatory History (1)
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Customer Dispute
December 2000
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
July 2014 - Present · 12 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2014 - Present · 12 yrs 3 mos
Wells Fargo Advisors
July 2014 - Present · 12 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2014 · 5 yrs 2 mos
Morgan Stanley
June 2009 - August 2014 · 5 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 2000 - April 2007 · 6 yrs 5 mos
Morgan Stanley Dw INC.Broker
May 1999 - April 2007 · 7 yrs 11 mos
State Registrations17 states
AZCACODEFLGAIDMONCNENJNMNYOKTNTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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