SN
CFP
SN
CFP

Stephanie Nyce

21 Years of Experience
Pasadena, CA
Broker

Stephanie Nyce is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Pasadena, CA, with 21 years of industry experience. Stephanie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

225 S. Lake Ave, Ste 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
August 2009 - Present · 17 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - February 2009 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2007 - February 2009 · 1 yr 2 mos
A. G. Edwards & Sons, INC.
November 2004 - December 2007 · 3 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
November 2004 - December 2007 · 3 yrs 1 mo
State Registrations14 states
AZCAFLHIIDMDNVOHORTXUTVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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