Wayne Maier
Wayne Maier is a registered investment advisor at LPL Financial LLC, based in Gaylord, MI, with 51 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
213 East Main St., Gaylord, MI, 49735
Get directionsHistory
Regulatory History (2)
Regulatory
April 1999Customer Dispute
November 1996Other Business ActivitiesSells Insurance
Wayne owns Wayne Maier Properties LLC, a real estate rental business, dedicating minimal time. He also operates Maier & Associates Financial Group, Inc. as a DBA for his LPL business, and sells non-variable insurance products, spending about 10-20% of his time on this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Securities America Advisors, INC.
Securities America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Securities America, INC.Broker
Multi-Financial Securities CorporationBroker
Multi-Financial Securities CorporationBroker
Sii Investments, INC.Broker
Fortis Investors, INC.Broker
American United Life Insurance CompanyBroker
Aul Equity Sales CORP.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Distributors, INC.Broker
Century Investors of America, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.