Richard Ferraro
Richard Ferraro is a registered investment advisor at LPL Financial LLC, based in Williamsburg, VA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1430 High Street, Bldg 12, Williamsburg, VA, 23185
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is involved in several outside business activities. He sells non-variable insurance through Virginia Insurance Agency Solutions, dedicating a few hours per week, and is a board member for Healthy Harvest Food Bank, also dedicating a few hours per week. Additionally, he is a trustee for Northern Neck Rotary Foundation, spending minimal time per month.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Bi Investments, LLCBroker
Bi Investments, LLC
Uvest Financial Services And/or Compass Capital
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.Broker
Edward JonesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.