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Thomas Morelli

Santander Securities
21 Years of Experience
Manalapan, NJ
2 DisclosuresBroker
View SEC Summary
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Thomas Morelli is a registered investment advisor at Santander Securities, based in Manalapan, NJ, with 21 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 11,124 clients with $3.1B in assets under management.

Santander Securities
Compensation
Fee-Only (% of Portfolio)
Firm Size
157 advisors
Number of Clients
11,124 clients
Average Client Portfolio
$282K average
Assets Under Management
$3.1B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K1.30%
$50K - $250K1.30%
$250K - $500K1.25%
$500K - $1000K1.20%
$1.0M - $2.0M1.15%
$2.0M - $3.0M1.10%
$3.0M - $5.0M1.08%
$5.0M - $10.0M1.03%
$10M+0.94%

Rates shown are the primary Fund Strategist Programs Standard Rate schedule. Other programs such as Separately Managed Accounts and Unified Managed Accounts have separate fee schedules ranging from 0.70% to 1.40%. Fees may be negotiated on a case-by-case basis. Manager fees (0.15% to 1.00%) are charged separately.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

345 Union Hill Road, Manalapan, NJ, 07726

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2016
Denied
Customer Dispute
February 2013
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Santander Securities LLCBroker
May 2014 - Present · 12 yrs 5 mos
Santander Securities
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLC
March 2009 - April 2014 · 5 yrs 1 mo
Wells Fargo Advisors, LLCBroker
March 2009 - April 2014 · 5 yrs 1 mo
PNC Investments
April 2006 - March 2009 · 2 yrs 11 mos
PNC InvestmentsBroker
April 2006 - March 2009 · 2 yrs 11 mos
Banc of America Investment Services, INC.
October 2005 - March 2006 · 5 mos
Banc of America Investment Services, INC.Broker
March 2005 - March 2006 · 1 yr
State Registrations17 states
CACOCTDEFLGAMAMNMONJNVNYPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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