Walter Kennedy is a registered investment advisor, based in Charlotte, NC, with 27 years of industry experience.
Location
4777 Sharon Rd, Fl 2, Charlotte, NC, 28210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
September 2018 - Present · 7 yrs 8 mos
Truist Advisory Services, INC.
September 2018 - Present · 7 yrs 8 mos
Truist Investment Services, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - October 2018 · 10 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2018 · 10 yrs 9 mos
UBS Financial Services INC.
December 2001 - January 2008 · 6 yrs 1 mo
UBS Financial Services INC.Broker
February 1999 - January 2008 · 8 yrs 11 mos
State Registrations27 states
ALCACOFLGAIAILLAMAMDMNNCNJNMNVNYOHOKORPASCTNTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.