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CFP
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CFP

Lindell Douglas

Kovack Advisors, INC.
27 Years of Experience
Plantation, FL
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Lindell Douglas is a CFP-designated registered investment advisor at Kovack Advisors, INC., based in Plantation, FL, with 27 years of industry experience. Lindell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
258 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

150 S. Pine Island Road, Suite 300, Plantation, FL, 33324

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2017
Judgment / Lien
September 2011
Judgment / Lien
September 2011
Customer Dispute
September 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Lindell is the managing director of LDA Wealth Management, spending most of his time there. He also serves as an insurance agent for LDA Wealth Management, selling life, disability, and long-term care insurance, and is involved in other activities including executive chairman of Carribean Village Entertainment Inc, president of The Galleon Foundation, a minister at Lindell Douglas Global Ministries, and an author.

Employment History
Current Registrations
Kovack Advisors, INC.
November 2018 - Present · 7 yrs 11 mos
Kovack Securities INC.Broker
October 2018 - Present · 8 yrs
Previous Registrations
J. W. Cole Advisors, INC.
December 2015 - November 2018 · 2 yrs 11 mos
J.W. Cole Financial, INC.Broker
December 2015 - November 2018 · 2 yrs 11 mos
Ameriprise Financial Services, INC.
October 2004 - December 2015 · 11 yrs 2 mos
Ameriprise Financial Services, INC.Broker
August 2000 - December 2015 · 15 yrs 4 mos
Ids Life Insurance CompanyBroker
August 2000 - July 2006 · 5 yrs 11 mos
American Express Financial Advisors, INC.
August 2000 - September 2004 · 4 yrs 1 mo
PFS Investments INC.Broker
January 1999 - August 2000 · 1 yr 7 mos
State Registrations7 states
COCTFLGAMANCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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