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Andrew Silverman

27 Years of Experience
Little Falls, NJ
2 DisclosuresBroker

Andrew Silverman is a registered investment advisor at Morgan Stanley, based in Little Falls, NJ, with 27 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

150 Clove Road, Little Falls, NJ, 07424

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History

Regulatory History (2)
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Customer Dispute
October 2008
Denied
Employment Separation After Allegations
July 2006
Other Business Activities

Andrew is a board member at Preakness Hills CC since 2011, spending minimal time after business hours. He is also a board member and treasurer at NephCure Foundation -NACI since 2017, dedicating a few hours per week after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2006 - April 2007 · 8 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2001 - August 2006 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - August 2006 · 7 yrs 5 mos
State Registrations36 states
AZCACOCTDCDEFLGAHIIDILINKYLAMAMDMINCNENJNMNVNYOHPAPRRISCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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