AS
AS
Andrew Silverman
27 Years of Experience
Little Falls, NJ
2 DisclosuresBroker
Andrew Silverman is a registered investment advisor at Morgan Stanley, based in Little Falls, NJ, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
150 Clove Road, Little Falls, NJ, 07424
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Regulatory History (2)
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Customer Dispute
October 2008Denied
Employment Separation After Allegations
July 2006Other Business Activities
Andrew is a board member at Preakness Hills CC since 2011, spending minimal time after business hours. He is also a board member and treasurer at NephCure Foundation -NACI since 2017, dedicating a few hours per week after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
August 2006 - April 2007 · 8 mos
Morgan Stanley
August 2006 - April 2007 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 2001 - August 2006 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1999 - August 2006 · 7 yrs 5 mos
State Registrations35 states
AZCACOCTDCDEFLGAHIILINKYLAMAMDMINCNENJNMNVNYOHPAPRRISCTNTXUTVAVTWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.