AB
AB
Alexander Barnett
6 Years of Experience
Little Falls, NJ
1 DisclosureBroker
Alexander Barnett is a registered investment advisor at Morgan Stanley, based in Little Falls, NJ, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
150 Clove Road, Little Falls, NJ, 07424
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2013Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
September 2023 - Present · 2 yrs 10 mos
Morgan Stanley
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
April 2021 - September 2023 · 2 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2020 - September 2023 · 3 yrs 7 mos
State Registrations18 states
AZCACOCTDCFLHILAMAMDNCNJNVNYPATNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.