Karen Horn is a registered investment advisor at Alden Capital, based in Wayne, PA, with 25 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,147 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alden Capital Management charges up to 2.00% annually for customized investment management. The exact fee is negotiable and determined by each Investment Advisory Representative. Fees are charged quarterly in arrears based on the portfolio's value on the last business day of the quarter. Clients may pay fees directly from their account or by check. A 0.05% annual reporting fee is billed monthly for clients using the Alden COVE platform.
Location
37 West Ave, Suite 301, Wayne, PA, 19087
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Karen is the Chief Risk Officer for Alden Investment Group since March 2023. She is also the Chief Compliance Officer for Equalize Capital since April 1, 2024.
Employment History
Current Registrations
Alden Capital
Equalize Capital LLC
Alden Investment Group
J. Alden Associates, INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Painewebber INC.Broker
Morgan Stanley Dw INC.Broker
Deutsche Banc Alex. Brown INC.Broker
Db Alex. Brown LLCBroker
Painewebber IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.