CD
CD

Catherine Theresa Decarlo

21 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
120 advisors
Number of Clients
12,424 clients
Average Client Portfolio
$438K average
Assets Under Management
$5.4B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

1455 Response Road, Suite 100, Sacramento, CA, 95815

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine operates her LPL business under the DBA Darold Mark since 2016. She also works full-time as an administrator for WCG Wealth Advisors, LLC, a registered investment advisor hybrid, since 2016.

Employment History
Current Registrations
The Wealth Consulting Group
January 2018 - Present · 8 yrs 1 mo
LPL Financial LLCBroker
April 2016 - Present · 9 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2015 - April 2016 · 1 yr 1 mo
Cetera Advisor Networks LLCBroker
September 2014 - April 2016 · 1 yr 7 mos
Springer Financial Advisors
January 2010 - February 2013 · 3 yrs 1 mo
Allstate Financial Services, LLCBroker
August 2008 - February 2009 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - August 2008 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2007 - August 2008 · 1 yr 5 mos
Brecek & Young Advisors, INC.
September 2006 - February 2007 · 5 mos
Brecek & Young Advisors, INC.Broker
September 2006 - February 2007 · 5 mos
Qa3 Financial LLC
October 2005 - August 2006 · 10 mos
Qa3 Financial CORP.Broker
October 2005 - August 2006 · 10 mos
Northwestern Mutual Investment Services, LLCBroker
September 2004 - April 2005 · 7 mos
Legacy Financial Services, INC.Broker
May 2002 - May 2003 · 1 yr
Tower Equities, INC.Broker
July 2000 - March 2002 · 1 yr 8 mos
American Express Financial Advisors INC.Broker
May 1999 - April 2000 · 11 mos
Ids Life Insurance CompanyBroker
May 1999 - April 2000 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Catherine Theresa Decarlo - Financial Advisor | TrueAdvisor