James Helton
James Helton is a registered investment advisor at Raymond James & Associates, INC., based in Augusta, GA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1325 Greene Street, Augusta, GA, 30901
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
James is a member of a social investment club since 2000 and owns rental real estate since 2022, each requiring minimal time. He also chairs the investment committee for his church, overseeing financial records, with meetings held quarterly after work hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.