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PJ
PJ

Philip Johnson

Independent Financial Group, LLC
27 Years of Experience
Hilliard, OH
2 DisclosuresBroker
View SEC Summary
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Philip Johnson is a registered investment advisor at Independent Financial Group, LLC, based in Hilliard, OH, with 27 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Hilliard, OH

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Customer Dispute
January 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Philip is the owner of PRJ Wealth Management, LLC, an entity for tax purposes only. He dedicates minimal time to this investment-related activity.

Employment History
Current Registrations
Independent Financial Group, LLC
November 2022 - Present · 3 yrs 11 mos
Independent Financial Group, LLCBroker
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Aegis Capital CORP.
September 2022 - November 2022 · 2 mos
Aegis Capital CORP.Broker
August 2022 - November 2022 · 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - July 2022 · 9 yrs 9 mos
J.P. Morgan Securities LLC
October 2012 - July 2022 · 9 yrs 9 mos
Chase Investment Services CORP.
June 2008 - October 2012 · 4 yrs 4 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
October 2001 - July 2005 · 3 yrs 9 mos
Banc One Securities CorporationBroker
February 1999 - August 2001 · 2 yrs 6 mos
State Registrations6 states
CAFLILINNCOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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