David Walther
David Walther is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Novato, CA, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1500 Grant Ave Ste 320, Novato, CA, 94945
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns residential rental property and Walther Properties LLC, spending minimal time on these activities. He may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products, and is a majority owner of PWMG Holdings, LLC, a legal entity for receiving compensation, dedicating about half his time to this.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
State Registrations27 states
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